ANN M. DENNISON - 08 Sep 2022 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role: Executive Vice President
Signature: /s/ Alex Kogan, by power of attorney
Issuer symbol: NDAQ
Transactions as of: 08 Sep 2022
Transactions value $: $-403,000
Form type: 4
Filing time: 12 Sep 2022, 16:05:52 UTC
Previous filing: 05 Apr 2022
Next filing: 04 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NDAQ	Common Stock, par value $0.01 per share	Sale	$-403,000	-6,500	-11.4%	$62.00	50,345	08 Sep 2022	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.01, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2	Represents (i) 15,378 shares or units of restricted stock, of which 1,113 are vested, (ii) 31,447 shares underlying PSUs of which 27,304 are vested and (iii) 3,520 shares purchased under the Employee Stock Purchase Plan. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.

Content

The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.01, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Represents (i) 15,378 shares or units of restricted stock, of which 1,113 are vested, (ii) 31,447 shares underlying PSUs of which 27,304 are vested and (iii) 3,520 shares purchased under the Employee Stock Purchase Plan. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.