ANN M. DENNISON - 31 Dec 2022 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
31 Dec 2022
Transactions value $
$-130,684
Form type
4
Filing time
04 Jan 2023, 16:20:50 UTC
Previous filing
12 Sep 2022
Next filing
24 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Tax liability $-130,684 -2,116 -4.2% $61.76 48,229 31 Dec 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.
F2 Represents (i) 15,378 shares or units of restricted stock, of which 1,113 are vested, (ii) 29,331 shares underlying PSUs, all of which are vested and (iii) 3,520 shares purchased under the Employee Stock Purchase Plan.