Ryan Spencer - 04 Feb 2024 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
CEO and Director, Director
Signature
/s/ RYAN SPENCER
Issuer symbol
DVAX
Transactions as of
04 Feb 2024
Transactions value $
-$219,080
Form type
4
Filing time
06 Feb 2024, 16:33:54 UTC
Previous filing
01 Mar 2023
Next filing
13 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Options Exercise +29,750 +16.63% 208,608 04 Feb 2024 Direct F1, F2, F3
transaction DVAX Common Stock Tax liability -$219,079 -17,129 -8.21% $12.79 191,479 05 Feb 2024 Direct F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Options Exercise -29,750 -100% 0 04 Feb 2024 Common Stock 29,750 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Code M: Exercise or conversion of derivative security
F2 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 4, 2021.
F3 Includes 399 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on August 15, 2023.
F4 Code F: Payment of exercise price or tax liability by delivering or withholding securities
F5 Shares withheld by Dynavax Technologies Corporation to satisfy tax withholding requirements on vesting of restricted stock units.