Ryan Spencer - 10 Feb 2024 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
CEO and Director, Director
Signature
/s/ RYAN SPENCER
Issuer symbol
DVAX
Transactions as of
10 Feb 2024
Transactions value $
-$149,789
Form type
4
Filing time
13 Feb 2024, 17:25:22 UTC
Previous filing
06 Feb 2024
Next filing
20 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Options Exercise +20.8K +10.88% 212K 10 Feb 2024 Direct F1, F2
transaction DVAX Common Stock Tax liability -$150K -11.7K -5.5% $12.82 201K 12 Feb 2024 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Options Exercise -20.8K -50% 20.8K 10 Feb 2024 Common Stock 20.8K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Code M: Exercise or conversion of derivative security
F2 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 10, 2022.
F3 Code F: Payment of exercise price or tax liability by delivering or withholding securities
F4 Shares withheld by Dynavax Technologies Corporation to satisfy tax withholding requirements on vesting of restricted stock units.