Thomas Szoke - 28 Jun 2023 Form 4 Insider Report for authID Inc. (AUID)

Role
Chief Technology Officer, Director
Signature
/s/ Thomas Szoke
Issuer symbol
AUID
Transactions as of
28 Jun 2023
Transactions value $
$274,000
Form type
4
Filing time
30 Jun 2023, 16:17:58 UTC
Previous filing
21 Mar 2023
Next filing
26 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUID Common Stock, $0.0001 par value per share 365,000 28 Jun 2023 Direct
holding AUID Common Stock, $0.0001 par value per share 100,000 28 Jun 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUID Stock Options Award $274,000 +400,000 $0.685 400,000 28 Jun 2023 Common Stock, $0.0001 par value per share 400,000 $0.685 Direct F2
holding AUID Stock Options 100,000 28 Jun 2023 Common Stock, $0.0001 par value per share 100,000 $0.33 Direct F2
holding AUID Stock Options 33,334 28 Jun 2023 Common Stock, $0.0001 par value per share 33,334 $7.2 Direct
holding AUID Stock Options 333,333 28 Jun 2023 Common Stock, $0.0001 par value per share 333,333 $13.5 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
F2 The stock option vesting is subject to achievement of performance and service conditions.