Thomas Szoke - 21 Dec 2023 Form 4 Insider Report for authID Inc. (AUID)

Role
Chief Technology Officer, Director
Signature
/s/ Thomas Szoke
Issuer symbol
AUID
Transactions as of
21 Dec 2023
Transactions value $
$46,250
Form type
4
Filing time
26 Dec 2023, 16:41:22 UTC
Previous filing
30 Jun 2023
Next filing
26 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUID Common Stock, $0.0001 par value per share 45,625 21 Dec 2023 Direct
holding AUID Common Stock, $0.0001 par value per share 12,500 21 Dec 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUID Stock Options Award $46,250 +5,000 $9.25 5,000 21 Dec 2023 Common Stock, $0.0001 par value per share 5,000 $9.25 Direct F3
holding AUID Stock Options 50,000 21 Dec 2023 Common Stock, $0.0001 par value per share 50,000 $5.48 Direct F2
holding AUID Stock Options 12,500 21 Dec 2023 Common Stock, $0.0001 par value per share 12,500 $2.64 Direct F2
holding AUID Stock Options 4,167 21 Dec 2023 Common Stock, $0.0001 par value per share 4,167 $57.6 Direct
holding AUID Stock Options 41,667 21 Dec 2023 Common Stock, $0.0001 par value per share 41,667 $108 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
F2 The stock option vesting is subject to achievement of performance conditions and subject to continued service to authID Inc.
F3 The stock option vesting is monthly over 12 months, subject to continued service to authID Inc.