Anthony Hayes - 13 Sep 2023 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
CEO, Director
Signature
/s/ Anthony Hayes
Issuer symbol
DOMH
Transactions as of
13 Sep 2023
Transactions value $
$5,494
Form type
4
Filing time
15 Sep 2023, 17:05:26 UTC
Previous filing
25 Aug 2023
Next filing
22 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase $5,494 +2,000 $2.75 2,000 13 Sep 2023 By Rollover IRA F1, F2
holding DOMH Common Stock 218,506 13 Sep 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
F2 The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.