Anthony Hayes - 20 Sep 2023 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
CEO, Director
Signature
/s/ Anthony Hayes
Issuer symbol
DOMH
Transactions as of
20 Sep 2023
Net transactions value
+$38,899
Form type
4
Filing time
22 Sep 2023, 09:30:26 UTC
Previous filing
15 Sep 2023
Next filing
15 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase $18,747 +7,500 +375% $2.50 9,500 20 Sep 2023 By Rollover IRA F1, F2, F3
transaction DOMH Common Stock Purchase $6,436 +2,500 +26% $2.57 12,000 20 Sep 2023 By Rollover IRA F1, F2, F3
transaction DOMH Common Stock Purchase $13,716 +5,000 +42% $2.74 17,000 20 Sep 2023 By Rollover IRA F1, F2, F3
holding DOMH Common Stock 218,506 20 Sep 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
F3 The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.