-
Signature
-
/s/ Bradford T. Adamczyk
-
Issuer symbol
-
AERG
-
Transactions as of
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15 Feb 2024
-
Net transactions value
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-$16,600
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Form type
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4
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Filing time
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20 Feb 2024, 16:05:27 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AERG |
Common Stock, par value $0.001 per share |
Options Exercise |
$700 |
+10,000 |
+1.5% |
$0.0700* |
681,482 |
15 Feb 2024 |
Direct |
|
| transaction |
AERG |
Common Stock, par value $0.001 per share |
Sale |
$17,300 |
-10,000 |
-1.5% |
$1.73 |
671,482 |
15 Feb 2024 |
Direct |
F1 |
| holding |
AERG |
Common Stock, par value $0.001 per share |
|
|
|
|
|
1,563,599 |
15 Feb 2024 |
See Footnote |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AERG |
Non-Qualified Stock Options |
Options Exercise |
|
-10,000 |
-0.69% |
|
1,440,000 |
15 Feb 2024 |
Common Stock, par value $.001 per share |
10,000 |
$0.0700 |
Direct |
F3 |
| holding |
AERG |
Non-Qualified Stock Options |
|
|
|
|
|
3,500,000 |
15 Feb 2024 |
Common Stock, par value $.001 per share |
|
$0.0700 |
See Footnote |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: