Bradford T. Adamczyk - 15 Mar 2024 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Role
Executive Chairman, Director
Signature
/s/ Bradford T. Adamczyk
Issuer symbol
AERG
Transactions as of
15 Mar 2024
Net transactions value
-$19,300
Form type
4
Filing time
18 Mar 2024, 16:22:03 UTC
Previous filing
20 Feb 2024
Next filing
17 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AERG Common Stock, par value $0.001 per share Options Exercise $700 +10,000 +1.5% $0.0700* 681,482 15 Mar 2024 Direct
transaction AERG Common Stock, par value $0.001 per share Sale $20,000 -10,000 -1.5% $2.00 671,482 15 Mar 2024 Direct F1
holding AERG Common Stock, par value $0.001 per share 1,563,599 15 Mar 2024 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AERG Non-Qualified Stock Options Options Exercise -10,000 -0.69% 1,430,000 15 Mar 2024 Common Stock, par value $.001 per share 10,000 $0.0700 Direct F3
holding AERG Non-Qualified Stock Options 3,500,000 15 Mar 2024 Common Stock, par value $.001 per share $0.0700 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Such shares were sold pursuant to a 10b-5 Plan which was adopted by Mr. Adamczyk on June 15, 2023.
F2 Held by Moriah Stone Global L.P. of which Mr. Adamczyk is controlling partner.
F3 Options were issued in exchange for services rendered as an officer and director of the company.
F4 3,500,000 of Mr. Adamczyk's options are held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls. None of these options were exercised.