Anthony Hayes - 10 Feb 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
CEO, Director
Signature
/s/ Anthony Hayes
Issuer symbol
DOMH
Transactions as of
10 Feb 2025
Net transactions value
$0
Form type
4
Filing time
12 Feb 2025, 16:49:40 UTC
Previous filing
03 Jan 2025
Next filing
20 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase +288,184 +42% 975,007 10 Feb 2025 Direct F1
holding DOMH Common Stock 116,248 10 Feb 2025 By Rollover IRA F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOMH Series A Warrants (right to buy) Purchase +288,184 288,184 10 Feb 2025 Common Stock 288,184 $3.72 Direct F1
transaction DOMH Series B Warrants (right to buy) Purchase +288,184 288,184 10 Feb 2025 Common Stock 288,184 $4.22 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
F2 The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.