Anthony Hayes - Feb 18, 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Anthony Hayes
Stock symbol
DOMH
Transactions as of
Feb 18, 2025
Transactions value $
$0
Form type
4
Date filed
2/20/2025, 09:21 PM
Previous filing
Feb 12, 2025
Next filing
Mar 25, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Award +500K +51.28% 1.48M Feb 18, 2025 Direct F1
holding DOMH Common Stock 116K Feb 18, 2025 By Rollover IRA F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DOMH Series A Warrants (right to buy) 288K Feb 18, 2025 Common Stock 288K Direct F3
holding DOMH Series B Warrants (right to buy) 288K Feb 18, 2025 Common Stock 288K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 18, 2025, the Reporting Person was granted 500,000 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.
F2 The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F3 The Reporting Person holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.