Ronald Lieberman - Feb 10, 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
Director
Signature
/s/ Ronald Lieberman
Stock symbol
DOMH
Transactions as of
Feb 10, 2025
Transactions value $
$0
Form type
4
Date filed
2/12/2025, 05:00 PM
Previous filing
Jan 29, 2025
Next filing
Feb 20, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase +21.6K 21.6K Feb 10, 2025 Direct F1
transaction DOMH Common Stock Award +10K +46.27% 31.6K Feb 10, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOMH Series A Warrants (right to buy) Purchase +21.6K 21.6K Feb 10, 2025 Common Stock 21.6K $3.72 Direct F1
transaction DOMH Series B Warrants (right to buy) Purchase +21.6K 21.6K Feb 10, 2025 Common Stock 21.6K $4.22 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
F2 On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.