Ronald Lieberman - Feb 18, 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
Director
Signature
/s/ Ronald Lieberman
Stock symbol
DOMH
Transactions as of
Feb 18, 2025
Transactions value $
$0
Form type
4
Date filed
2/20/2025, 09:19 PM
Previous filing
Feb 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Award +150K +474.49% 182K Feb 18, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DOMH Series A Warrants (right to buy) 21.6K Feb 18, 2025 Common Stock 21.6K Direct F2
holding DOMH Series B Warrants (right to buy) 21.6K Feb 18, 2025 Common Stock 21.6K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 18, 2025, the Reporting Person was issued an aggregate of 150,000 shares of restricted stock pursuant to the Advisory Board Agreement, by and between the Reporting Person and the Issuer.
F2 The Reporting Person holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.