Howard Amster - 23 Apr 2025 Form 4 Insider Report for PhenixFIN Corp (PFX)

Role
Director, 10%+ Owner
Signature
/s/ Howard Amster
Issuer symbol
PFX
Transactions as of
23 Apr 2025
Net transactions value
$0
Form type
4
Filing time
24 Apr 2025, 16:30:05 UTC
Previous filing
22 Nov 2024
Next filing
20 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFX Common Stock, $0.001 par value Gift $0 -200 -100% $0.000000 0 23 Apr 2025 By Samuel J. Heller Trust U/A 08/07/2002 F1
holding PFX Common Stock, $0.001 par value 233,969 23 Apr 2025 Direct
holding PFX Common Stock, $0.001 par value 409 23 Apr 2025 By Howard Amster 2021 Charitable Remainder Unitrust 1 F2
holding PFX Common Stock, $0.001 par value 10,971 23 Apr 2025 By Howard Amster 2021 Charitable Remainder Unitrust 2 F3
holding PFX Common Stock, $0.001 par value 109 23 Apr 2025 By Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993 F4
holding PFX Common Stock, $0.001 par value 676 23 Apr 2025 By Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998 F5
holding PFX Common Stock, $0.001 par value 41 23 Apr 2025 By Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005 F6
holding PFX Common Stock, $0.001 par value 557 23 Apr 2025 By Pleasant Lake Corp F7
holding PFX Common Stock, $0.001 par value 16,604 23 Apr 2025 By Howard Amster 2019 Charitable Remainder Unitrust 1 F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as a trustee of the Samuel J. Heller Trust U/A 08/07/2002.
F2 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
F3 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
F4 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993.
F5 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
F6 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005.
F7 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
F8 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.