Howard Amster - Jun 17, 2025 Form 4 Insider Report for PhenixFIN Corp (PFX)

Role
Director, 10%+ Owner
Signature
/s/ Howard Amster
Stock symbol
PFX
Transactions as of
Jun 17, 2025
Transactions value $
-$31,506
Form type
4
Date filed
6/20/2025, 05:00 PM
Previous filing
Apr 24, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Amster Howard Director, 10%+ Owner C/O PHENIXFIN CORPORATION, 445 PARK AVENUE, 10TH FLOOR, NEW YORK /s/ Howard Amster 2025-06-20 0000904853

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFX Common Stock, $0.001 par value Purchase -$15.3K -315 -0.13% $48.64 234K Jun 17, 2025 Direct F1
transaction PFX Common Stock, $0.001 par value Purchase -$8.33K -167 -0.07% $49.87 234K Jun 17, 2025 Direct F2
transaction PFX Common Stock, $0.001 par value Purchase -$7.86K -157 -0.07% $50.04 235K Jun 17, 2025 Direct F3
holding PFX Common Stock, $0.001 par value 409 Jun 17, 2025 By Howard Amster 2021 Charitable Remainder Unitrust 1 F4
holding PFX Common Stock, $0.001 par value 11K Jun 17, 2025 By Howard Amster 2021 Charitable Remainder Unitrust 2 F5
holding PFX Common Stock, $0.001 par value 109 Jun 17, 2025 By Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993 F6
holding PFX Common Stock, $0.001 par value 676 Jun 17, 2025 By Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998 F7
holding PFX Common Stock, $0.001 par value 41 Jun 17, 2025 By Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005 F8
holding PFX Common Stock, $0.001 par value 557 Jun 17, 2025 By Pleasant Lake Corp F9
holding PFX Common Stock, $0.001 par value 16.6K Jun 17, 2025 By Howard Amster 2019 Charitable Remainder Unitrust 1 F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.12 to $48.64, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.74 to $49.96, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.01 to $50.14, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F4 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 1.
F5 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2021 Charitable Remainder Unitrust 2.
F6 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster and Tamra Gould Charitable Remainder Unitrust U/A DTD 03/18/1993.
F7 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 04/22/1998.
F8 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster Charitable Remainder Unitrust U/A DTD 01/11/2005.
F9 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as President of Pleasant Lake Corp.
F10 These shares are deemed to be beneficially owned by Howard Amster as a result of his capacity as trustee of Howard Amster 2019 Charitable Remainder Unitrust 1.