Richard Gebbia - May 21, 2025 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
Member of 10% owner group
Signature
/s/ Richard Gebbia
Stock symbol
SIEB
Transactions as of
May 21, 2025
Transactions value $
$0
Form type
4
Date filed
5/22/2025, 03:55 PM
Previous filing
Mar 5, 2025
Next filing
May 29, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gebbia Richard Member of 10% owner group C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH /s/ Richard Gebbia 2025-05-22 0001727711

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SIEB Common Stock, $0.01 par value per share 589K May 21, 2025 Direct F1
holding SIEB Common Stock, $0.01 par value per share 2.85M May 21, 2025 See Footnote F2
holding SIEB Common Stock, $0.01 par value per share 16.9M May 21, 2025 Control Group F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person directly owns 588,535 shares of Issuer common stock.
F2 Various family members included in the Reporting Person's indirect beneficial ownership own 261,273 shares of Issuer common stock. Additionally, the Reporting Person's indirect beneficial ownership includes 2,589,592 shares of Issuer common stock held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F3 The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members not within the control group, which resulted in a 18,000 decrease in shares of Issuer common stock to the control group. Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.