Richard Gebbia - May 27, 2025 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
Member of 10% owner group
Signature
/s/ Richard Gebbia
Stock symbol
SIEB
Transactions as of
May 27, 2025
Transactions value $
$0
Form type
4
Date filed
5/29/2025, 04:31 PM
Previous filing
May 22, 2025
Next filing
Jun 12, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gebbia Richard Member of 10% owner group C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH /s/ Richard Gebbia 2025-05-29 0001727711

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Gift $0 +2.59M +440.01% $0.00 3.18M May 27, 2025 Direct F1
transaction SIEB Common Stock, $0.01 par value per share Gift $0 -2.59M -90.84% $0.00 261K May 27, 2025 See Footnote F2
holding SIEB Common Stock, $0.01 par value per share 16.9M May 27, 2025 Control Group F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The wife of the Reporting Person gifted 2,589,592 shares of Issuer common stock to the Reporting Person, which resulted in a 2,589,592 share increase in the Reporting Person's directly owned shares of Issuer common stock.
F2 The wife of the Reporting Person gifted 2,589,592 shares of Issuer common stock to the Reporting Person, which resulted in a 2,589,592 share decrease in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 261,273 shares held by various family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F3 The Reporting Person is part of a control group consisting of family members of the Reporting Person which includes 16,941,323 shares of Issuer common stock held by the various family members of the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.