Richard Gebbia - Jun 11, 2025 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
Member of 10% owner group
Signature
/s/ Richard Gebbia
Stock symbol
SIEB
Transactions as of
Jun 11, 2025
Transactions value $
$0
Form type
4
Date filed
6/12/2025, 07:31 PM
Previous filing
May 29, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gebbia Richard Member of 10% owner group C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH /s/ Richard Gebbia 2025-06-12 0001727711

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Other $0 -100K -3.15% $0.00 3.08M Jun 11, 2025 Direct F1
transaction SIEB Common Stock, $0.01 par value per share Other $0 +300K +114.82% $0.00 561K Jun 11, 2025 See Footnote F2
holding SIEB Common Stock, $0.01 par value per share 16.9M Jun 11, 2025 Control Group F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person transferred 100,000 shares of Issuer common stock to a company owned and controlled by various family members, which resulted in a 100,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock.
F2 Various family members transferred in aggregate 300,000 shares of Issuer common stock to a company owned and controlled by such family members, which resulted in a 300,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock, of which 300,000 of these shares are owned by a company owned and controlled by various family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F3 The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were transferred by various members of the control group to a company owned and controlled by various family members within the control group resulting in no change in shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.