Christian L. Oberbeck - Jul 31, 2025 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian L Oberbeck
Stock symbol
SAR
Transactions as of
Jul 31, 2025
Transactions value $
$0
Form type
4
Date filed
8/1/2025, 11:08 AM
Previous filing
Jul 30, 2025
Next filing
Sep 25, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Oberbeck Christian L CEO and Director, Director, 10%+ Owner C/O SARATOGA INVESTMENT CORP,, 535 MADISON AVENUE, NEW YORK /s/ Christian L Oberbeck 2025-08-01 0001349483

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -2.25K -2.52% $0.00 87.2K Jul 31, 2025 By CLO Partners LLC F1
holding SAR Common Stock 650K Jul 31, 2025 Direct
holding SAR Common Stock 100K Jul 31, 2025 By CLO Partners Holdings LLC
holding SAR Common Stock 72.6K Jul 31, 2025 By children
holding SAR Common Stock 1.79K Jul 31, 2025 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 31, 2025, Mr. Oberbeck transferred a total of 2,252 shares of common stock to 1 Saratoga employee as compensation.