Christian L. Oberbeck - Sep 23, 2025 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian L Oberbeck
Stock symbol
SAR
Transactions as of
Sep 23, 2025
Transactions value $
$0
Form type
4
Date filed
9/25/2025, 04:18 PM
Previous filing
Aug 1, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Oberbeck Christian L CEO and Director, Director, 10%+ Owner C/O SARATOGA INVESTMENT CORP,, 535 MADISON AVENUE, NEW YORK /s/ Christian L Oberbeck 2025-09-25 0001349483

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -606 -0.69% $0.00 86.6K Sep 23, 2025 By CLO Partners LLC F1
holding SAR Common Stock 652K Sep 23, 2025 Direct
holding SAR Common Stock 100K Sep 23, 2025 By CLO Partners Holdings LLC
holding SAR Common Stock 73.4K Sep 23, 2025 By children
holding SAR Common Stock 1.81K Sep 23, 2025 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 23, 2025, Mr. Oberbeck transferred a total of 606 shares of common stock to 2 Saratoga employees as compensation.