Max Gottschalk - Aug 26, 2025 Form 4 Insider Report for Perfect Moment Ltd. (PMNT)

Signature
/s/ Max Gottschalk
Stock symbol
PMNT
Transactions as of
Aug 26, 2025
Transactions value $
$0
Form type
4
Date filed
8/28/2025, 05:45 PM
Previous filing
Jul 11, 2025
Next filing
Sep 23, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gottschalk Max Director, 10%+ Owner 244 5TH AVENUE, SUITE 1219, NEW YORK /s/ Max Gottschalk 2025-08-28 0002009228

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PMNT Common Stock Award $0 +522K +986.02% $0.00 575K Aug 26, 2025 Direct F1, F2
holding PMNT Common Stock 3.48M Aug 26, 2025 By Fermain Limited F3
holding PMNT Common Stock 317K Aug 26, 2025 By Reporting Person's Spouse F4
holding PMNT Common Stock 2.06M Aug 26, 2025 By Joachim Gottschalk & Associates Ltd. F5
holding PMNT Series AA Preferred Stock 345K Aug 26, 2025 By Joachim Gottschalk & Associates Ltd. F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PMNT Restricted Stock Units Award $0 +130K $0.00 130K Aug 26, 2025 Common Stock 130K $0.00 Direct F1, F6, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.
F2 Such RSUs vested immediately upon grant.
F3 Fermain Limited ("Fermain") is controlled by Reporting Person and his spouse, Jane Gottschalk, who share voting and dispositive control over Fermain's shares with no single person controlling investment or voting decisions with respect to such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Inclusion of shares owned by Fermain shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended..
F4 Shares owned by Reporting Person's spouse Jane Gottschalk. Reporting Person and his spouse each share voting and dispositive control over the shares of common stock beneficially owned by the other.
F5 The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F6 Such RSUs are tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock). Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied.
F7 Not applicable. See footnote 6.
F8 See footnote 6.