Max Gottschalk - Sep 18, 2025 Form 4 Insider Report for Perfect Moment Ltd. (PMNT)

Signature
/s/ Max Gottschalk
Stock symbol
PMNT
Transactions as of
Sep 18, 2025
Transactions value $
$0
Form type
4
Date filed
9/23/2025, 06:30 PM
Previous filing
Aug 28, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gottschalk Max Director, 10%+ Owner 244 5TH AVENUE, SUITE 1219, NEW YORK /s/ Max Gottschalk 2025-09-23 0002009228

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PMNT Common Stock Award +200K +34.8% 775K Sep 18, 2025 Direct F1, F2, F3
holding PMNT Common Stock 3.48M Sep 18, 2025 By Fermain Limited F4
holding PMNT Common Stock 567K Sep 18, 2025 By Reporting Person's Spouse F5
holding PMNT Common Stock 2.06M Sep 18, 2025 By Joachim Gottschalk & Associates Ltd. F6
holding PMNT Series AA Preferred Stock 345K Sep 18, 2025 By Joachim Gottschalk & Associates Ltd. F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.
F2 Such RSUs vest in equal installments beginning on December 31, 2025, and thereafter on March 31, June 30, September 30 and December 31 of 2026, 2027 and 2028, and March 31, June 30, and September 30, 2029.
F3 Not applicable.
F4 Fermain Limited ("Fermain") is controlled by Reporting Person and his spouse, Jane Gottschalk, who share voting and dispositive control over Fermain's shares with no single person controlling investment or voting decisions with respect to such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Inclusion of shares owned by Fermain shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended..
F5 Shares owned by Reporting Person's spouse Jane Gottschalk. Reporting Person and his spouse each share voting and dispositive control over the shares of common stock beneficially owned by the other.
F6 The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F7 Such shares are convertible into shares of common stock of Issuer, subject to the provisions of the certificate of designation of the series AA preferred stock.