Richard Gebbia - Nov 20, 2025 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
Member of 10% owner group
Signature
/s/ Richard Gebbia
Stock symbol
SIEB
Transactions as of
Nov 20, 2025
Transactions value $
$0
Form type
4
Date filed
11/24/2025, 05:31 PM
Previous filing
Jun 12, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gebbia Richard Member of 10% owner group C/O SIEBERT FINANCIAL CORP., 653 COLLINS AVENUE, MIAMI BEACH /s/ Richard Gebbia 2025-11-24 0001727711

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Gift $0 +13K +2.32% $0.00 574K Nov 20, 2025 See Footnote F2
transaction SIEB Common Stock, $0.01 par value per share Other $0 -13K -2.26% $0.00 561K Nov 20, 2025 See Footnote F2
holding SIEB Common Stock, $0.01 par value per share 3.08M Nov 20, 2025 Direct F1
holding SIEB Common Stock, $0.01 par value per share 16.8M Nov 20, 2025 Control Group F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person owns 3,078,127 shares of Issuer common stock.
F2 The Reporting Person's minor family member was gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family member transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F3 The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Gebbia Living Trust, a member of the control group, gifted 128,000 shares of Issuer common stock to family members included and not included in the control group, and subsequent transactions resulted in a net decrease of 128,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.