Christopher S. Aisenbrey - Feb 28, 2025 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chief Human Resources Officer
Signature
/s/ Christopher S. Aisenbrey by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Feb 28, 2025
Transactions value $
-$71,313
Form type
4
Date filed
2/28/2025, 03:41 PM
Previous filing
Dec 17, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +1.8K +14.06% $0.00 14.6K Feb 28, 2025 Direct F1
transaction RJF Common Stock Tax liability -$71.3K -470 -3.22% $151.73 14.1K Feb 28, 2025 Direct
holding RJF Common Stock 655 Feb 28, 2025 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -1.8K -60% $0.00 1.2K Feb 28, 2025 Common Stock 1.8K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 27, 2025.
F3 RSUs vested 60% on 2/28/2025 and will vest 20% on 2/28/2026 and 20% on 2/28/2027.

Remarks:

This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person and (ii) a disposition by the reporting person to the issuer to cover the tax liability in connection with such vesting.