STEVEN E. NELL - 10 Jan 2023 Form 4 Insider Report for BOK FINANCIAL CORP (BOKF)

Role
EVP, CFO, Director
Signature
/s/ Tamara Wagman, Power of Attorney
Issuer symbol
BOKF
Transactions as of
10 Jan 2023
Net transactions value
-$16,858
Form type
4
Filing time
12 Jan 2023, 16:26:36 UTC
Previous filing
16 Dec 2022
Next filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOKF Common Stock Tax liability $16,858 -164 -0.29% $102.79 55,445 10 Jan 2023 Direct
transaction BOKF Common Stock Disposed to Issuer -2,055 -3.7% 53,390 10 Jan 2023 Direct F1
holding BOKF Common Stock 139 10 Jan 2023 Forrest Robert Nell Irrevocable Trust of 2016
holding BOKF Common Stock 238 10 Jan 2023 Emma Eleanor Nell Irrevocable Trust of 2016
holding BOKF Common Stock 238 10 Jan 2023 Stefani Grace Nell Irrevocable Trust of 2016
holding BOKF Common Stock 238 10 Jan 2023 Sara Rose Nell Irrevocable Trust of 2016
holding BOKF Common Stock 238 10 Jan 2023 Natalie Ann Nell Irrevocable Trust of 2016
holding BOKF Common Stock 36 10 Jan 2023 by 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BOKF Phantom Stock Award +2,055 +21% 11,741 10 Jan 2023 Common Stock 2,055 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person elected to defer receipt of 2,219 shares of common stock issuable upon the exercise of stock options. 164 of the deferred shares were used to pay the exercise price and taxes on the options. The reporting person elected to diversify the 2,055 shares of BOKF phantom stock remaining after payment of the exercise price and taxes to alternative investments.
F2 Each share of Phantom Stock represents a right to receive one share of Common Stock, or at the Company's election, the cash value thereof.
F3 The Phantom Stock becomes payable upon the reporting person's termination of employment with the Company.