STEVEN E. NELL - 28 Feb 2023 Form 4 Insider Report for BOK FINANCIAL CORP (BOKF)

Role
EVP, CFO, Director
Signature
/s/ Tamara Wagman, Power of Attorney
Issuer symbol
BOKF
Transactions as of
28 Feb 2023
Net transactions value
$0
Form type
4
Filing time
02 Mar 2023, 17:30:53 UTC
Previous filing
12 Jan 2023
Next filing
06 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOKF Common Stock Disposed to Issuer $0 -5,177 -9.7% $0.000000 48,213 28 Feb 2023 Direct F1
transaction BOKF Common Stock Award $0 +6,366 +13% $0.000000 54,579 01 Mar 2023 Direct F2
holding BOKF Common Stock 36 28 Feb 2023 by 401(k) Plan
holding BOKF Common Stock 139 28 Feb 2023 Forrest Robert Nell Irrevocable Trust of 2016
holding BOKF Common Stock 238 28 Feb 2023 Emma Eleanor Nell Irrevocable Trust of 2016
holding BOKF Common Stock 238 28 Feb 2023 Stefani Grace Nell Irrevocable Trust of 2016
holding BOKF Common Stock 238 28 Feb 2023 Sara Rose Nell Irrevocable Trust of 2016
holding BOKF Common Stock 238 28 Feb 2023 Natalie Ann Nell Irrevocable Trust of 2016

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BOKF Phantom Stock 11,925 28 Feb 2023 Common Stock 11,925 Direct F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents forfeiture of unvested restricted stock based upon performance goals established pursuant to the BOKF Executive Incentive Plan for restricted stock awards made in 2020.
F2 Represents restricted stock which vests on January 13, 2026. Shares are subject to forfeiture (i) upon termination of employment prior to vesting, and (ii) if certain performance earnings per share targets established pursuant to BOKF Executive Incentive Plan are not met.
F3 Each share of Phantom Stock represents a right to receive one share of Common Stock, or at the Company's election, the cash value thereof.
F4 The Phantom Stock becomes payable upon the reporting person's termination of employment with the Company.
F5 Previous reports included an immaterial administrative error under reporting 3.74 shares of Phantom Stock.
F6 Includes 180.124 shares of Phantom Stock acquired through a BOK Financial Corporation dividend reinvestment plan in which Mr. Nell is a participant.