Ron Pitters - 23 Sep 2022 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
SVP, Head of Axos Securities
Signature
By: Derrick K. Walsh For: Ron Pitters
Issuer symbol
AX
Transactions as of
23 Sep 2022
Transactions value $
$0
Form type
4
Filing time
27 Sep 2022, 19:42:47
Previous filing
02 Sep 2022
Next filing
17 Nov 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AX Restricted Stock Units Award $0 +2.38K +35.4% $0.00 9.1K 23 Sep 2022 Common Stock 2.38K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant to the reporting person on September 23, 2022 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
F2 Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3 The RSUs vest as to one-third of the shares on each anniversary date of grant.