Ron Pitters - Nov 15, 2022 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role
SVP, Head of Axos Securities
Signature
By: Derrick K. Walsh For: Ronald Pitters
Stock symbol
AX
Transactions as of
Nov 15, 2022
Transactions value $
-$85,080
Form type
4
Date filed
11/17/2022, 06:35 PM
Previous filing
Sep 27, 2022
Next filing
Mar 14, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AX Common Stock Sale -$85.1K -2K -15.02% $42.54 11.3K Nov 15, 2022 Direct F1
holding AX Common Stock 1.53K Nov 15, 2022 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades, at prices ranging from $42.53 to $42.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.