Lambert Shiu - 15 Nov 2024 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
Issuer symbol
PEN
Transactions as of
15 Nov 2024
Transactions value $
-$119,871
Form type
4
Filing time
19 Nov 2024, 20:05:53 UTC
Previous filing
19 Mar 2024
Next filing
03 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Award $0 +2,570 +12.59% $0 22,984 15 Nov 2024 Direct F1, F2, F3
transaction PEN Common Stock Tax liability -$119,871 -504 -2.19% $237.84 22,480 15 Nov 2024 Direct F2, F3, F4
holding PEN Common Stock 300 15 Nov 2024 By Spouse's IRA F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 15, 2024, the Reporting Person was granted 2,570 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2025, subject to continued service by the Reporting Person on the applicable vesting date.
F2 A portion of these shares is subject to vesting.
F3 Includes 107 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2024.
F4 Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.
F5 Shares are held by the Reporting Person's spouse in an IRA.