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Signature
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/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
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Issuer symbol
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PEN
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Transactions as of
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29 Nov 2024
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Transactions value $
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-$530,161
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Form type
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4
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Filing time
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03 Dec 2024, 20:27:02 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
PEN |
Common Stock |
Sale |
-$436,122 |
-1,798 |
-8% |
$242.56 |
20,682 |
29 Nov 2024 |
Direct |
F1, F2 |
| transaction |
PEN |
Common Stock |
Sale |
-$158,928 |
-654 |
-3.16% |
$243.01 |
20,028 |
02 Dec 2024 |
Direct |
F1, F2 |
| transaction |
PEN |
Common Stock |
Options Exercise |
$64,890 |
+5,250 |
+26.21% |
$12.36 |
25,278 |
03 Dec 2024 |
Direct |
F2 |
| holding |
PEN |
Common Stock |
|
|
|
|
|
300 |
29 Nov 2024 |
By Spouse's IRA |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
PEN |
Stock Option (right to buy) |
Options Exercise |
$0 |
-5,250 |
-100% |
$0 |
0 |
03 Dec 2024 |
Common Stock |
5,250 |
$12.36 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: