William Francis Glavin Jr - Mar 8, 2022 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role: Director
Signature: /s/ Gregory M. Woods, attorney-in-fact
Stock symbol: LPLA
Transactions as of: Mar 8, 2022
Transactions value $: $249,190
Form type: 4
Date filed: 3/10/2022, 03:49 PM
Previous filing: Dec 1, 2021
Next filing: Mar 31, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LPLA	Common Stock	Purchase	$212K	+1.5K		$141.51	1.5K	Mar 8, 2022	Held by Spouse's Trust	F1, F2
transaction	LPLA	Common Stock	Purchase	$36.9K	+260	+17.33%	$142.02	1.76K	Mar 8, 2022	Held by Spouse's Trust	F2
holding	LPLA	Common Stock						18.4K	Mar 8, 2022	Direct

Showing 1 to 3 of 3 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $141.02 to $141.94, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
F2	The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Content

The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $141.02 to $141.94, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Remarks:

The signatory is signing on behalf of William F. Glavin, Jr. pursuant to a Power of Attorney dated May 16, 2017.