Albert J. Ko - 01 Feb 2023 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
01 Feb 2023
Transactions value $
$0
Form type
4
Filing time
03 Feb 2023, 15:25:55 UTC
Previous filing
11 Jan 2023
Next filing
16 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Award $0 +173 $0 173 01 Feb 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy. This restricted stock is scheduled to vest in full on May 10, 2023.

Remarks:

The signatory is signing on behalf of Albert J. Ko pursuant to a Power of Attorney dated December 26, 2022.