Richard P. Schifter - Mar 24, 2025 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Director
Signature
/s/ Robert S. Hatfield III, attorney-in-fact
Stock symbol
LPLA
Transactions as of
Mar 24, 2025
Transactions value $
$0
Form type
4
Date filed
3/26/2025, 04:29 PM
Previous filing
Dec 4, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.00 39.6K Mar 24, 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.00 39.5K Mar 24, 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.00 39.4K Mar 24, 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.00 39.3K Mar 24, 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.00 39.2K Mar 24, 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.00 39K Mar 24, 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.00 38.9K Mar 24, 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.00 38.8K Mar 24, 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.00 38.7K Mar 24, 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.00 38.6K Mar 24, 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.00 38.5K Mar 24, 2025 Direct F1
transaction LPLA Common Stock Award $0 +15 +0.04% $0.00 38.5K Mar 25, 2025 Direct F3
holding LPLA Common Stock 440 Mar 24, 2025 By Co-Trustee of Grandchild's Trust #1 F2
holding LPLA Common Stock 440 Mar 24, 2025 By Co-Trustee of Grandchild's Trust #2 F2
holding LPLA Common Stock 440 Mar 24, 2025 By Co-Trustee of Grandchild's Trust #3 F2
holding LPLA Common Stock 440 Mar 24, 2025 By Co-Trustee of Grandchild's Trust #4 F2
holding LPLA Common Stock 440 Mar 24, 2025 By Co-Trustee of Grandchild's Trust #5 F2
holding LPLA Common Stock 440 Mar 24, 2025 By Co-Trustee of Grandchild's Trust #6 F2
holding LPLA Common Stock 440 Mar 24, 2025 By Co-Trustee of Grandchild's Trust #7 F2
holding LPLA Common Stock 440 Mar 24, 2025 By Co-Trustee of Grandchild's Trust #8 F2
holding LPLA Common Stock 440 Mar 24, 2025 By Co-Trustee of Grandchild's Trust #9 F2
holding LPLA Common Stock 440 Mar 24, 2025 By Co-Trustee of Grandchild's Trust #10 F2
holding LPLA Common Stock 440 Mar 24, 2025 By Co-Trustee of Grandchild's Trust #11 F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.
F2 The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts.
F3 Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Remarks:

The signatory is signing on behalf of Richard P. Schifter pursuant to a Power of Attorney dated November 19, 2024.