Albert J. Ko - 23 May 2025 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Director
Signature
/s/ Rachel E. Pearlman, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
23 May 2025
Transactions value $
$0
Form type
4
Filing time
28 May 2025, 16:38:49 UTC
Previous filing
14 May 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ko Albert J Director C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO /s/ Rachel E. Pearlman, attorney-in-fact 28 May 2025 0001960503

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Award $0 +602 +36.35% $0 2,258 23 May 2025 Direct F1
transaction LPLA Common Stock Award $0 +308 +13.64% $0 2,566 23 May 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan") pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy"). This restricted stock is scheduled to vest in full on May 13, 2026.
F2 The reporting person elected to receive these shares, which were granted under the 2021 Plan, in lieu of the cash portion of the annual retainer under the Policy.

Remarks:

The signatory is signing on behalf of Albert J. Ko pursuant to a Power of Attorney dated November 20, 2024, which is filed as Exhibit 24.1 to this filing.