Anne M. Mulcahy - May 23, 2025 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Director
Signature
/s/ Rachel E. Pearlman, attorney-in-fact
Stock symbol
LPLA
Transactions as of
May 23, 2025
Transactions value $
$0
Form type
4
Date filed
5/28/2025, 04:47 PM
Previous filing
Apr 3, 2025
Next filing
Jul 2, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MULCAHY ANNE M Director C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO /s/ Rachel E. Pearlman, attorney-in-fact 2025-05-28 0001201725

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Award $0 +602 +1.7% $0.00 36.1K May 23, 2025 Direct F1
transaction LPLA Common Stock Award $0 +308 +0.85% $0.00 36.4K May 23, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan") pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy"). This restricted stock is scheduled to vest in full on May 13, 2026.
F2 The reporting person elected to receive these shares, which were granted under the 2021 Plan, in lieu of the cash portion of the annual retainer under the Policy.

Remarks:

The signatory is signing on behalf of Anne M. Mulcahy pursuant to a Power of Attorney dated November 19, 2024, which is filed as Exhibit 24.1 to this filing.