Richard P. Schifter - Jun 2, 2025 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Director
Signature
/s/ Robert S. Hatfield III, attorney-in-fact
Stock symbol
LPLA
Transactions as of
Jun 2, 2025
Transactions value $
$0
Form type
4
Date filed
6/4/2025, 04:17 PM
Previous filing
May 28, 2025
Next filing
Jun 16, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SCHIFTER RICHARD P Director C/O TPG, 301 COMMERCE STREET, SUITE 3300, FORT WORTH /s/ Robert S. Hatfield III, attorney-in-fact 2025-06-04 0001249554

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Gift $0 -238 -0.6% $0.00 39.2K Jun 2, 2025 Direct F1
holding LPLA Common Stock 440 Jun 2, 2025 By Co-Trustee of Grandchild's Trust #1 F2
holding LPLA Common Stock 440 Jun 2, 2025 By Co-Trustee of Grandchild's Trust #2 F2
holding LPLA Common Stock 440 Jun 2, 2025 By Co-Trustee of Grandchild's Trust #3 F2
holding LPLA Common Stock 440 Jun 2, 2025 By Co-Trustee of Grandchild's Trust #4 F2
holding LPLA Common Stock 440 Jun 2, 2025 By Co-Trustee of Grandchild's Trust #5 F2
holding LPLA Common Stock 440 Jun 2, 2025 By Co-Trustee of Grandchild's Trust #6 F2
holding LPLA Common Stock 440 Jun 2, 2025 By Co-Trustee of Grandchild's Trust #7 F2
holding LPLA Common Stock 440 Jun 2, 2025 By Co-Trustee of Grandchild's Trust #8 F2
holding LPLA Common Stock 440 Jun 2, 2025 By Co-Trustee of Grandchild's Trust #9 F2
holding LPLA Common Stock 440 Jun 2, 2025 By Co-Trustee of Grandchild's Trust #10 F2
holding LPLA Common Stock 440 Jun 2, 2025 By Co-Trustee of Grandchild's Trust #11 F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was a charitable gift of securities by the reporting person.
F2 The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts.

Remarks:

The signatory is signing on behalf of Richard P. Schifter pursuant to a Power of Attorney dated November 19, 2024.