Patrick W. Smith - 14 Oct 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Issuer symbol
AXON
Transactions as of
14 Oct 2021
Net transactions value
+$3,995,311
Form type
4
Filing time
18 Oct 2021, 21:25:40 UTC
Previous filing
09 Sep 2021
Next filing
21 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $1,261,445 +7,046 +1.6% $179.03 437,562 14 Oct 2021 Direct
transaction AXON Common Stock Options Exercise $1,215,864 +6,833 +1.6% $177.94 444,395 15 Oct 2021 Direct
transaction AXON Common Stock Sale $599,674 -3,330 -0.75% $180.08 441,065 15 Oct 2021 Direct F1, F2
transaction AXON Common Stock Sale $154,965 -860 -0.19% $180.19 440,205 14 Oct 2021 Direct F3, F4
transaction AXON Common Stock Sale $149,828 -832 -0.19% $180.08 439,373 15 Oct 2021 Direct F2, F3
transaction AXON Common Stock Sale $620,041 -3,441 -0.78% $180.19 435,932 14 Oct 2021 Direct F1, F4
transaction AXON Common Stock Options Exercise $7,821,458 +43,046 +9.9% $181.70 478,978 18 Oct 2021 Direct
transaction AXON Common Stock Sale $759,300 -4,203 -0.88% $180.66 474,775 18 Oct 2021 Direct F1, F5
transaction AXON Common Stock Sale $2,802,631 -15,437 -3.3% $181.55 459,338 18 Oct 2021 Direct F1, F6
transaction AXON Common Stock Sale $257,193 -1,410 -0.31% $182.41 457,928 18 Oct 2021 Direct F1, F7
transaction AXON Common Stock Sale $959,824 -5,262 -1.1% $182.41 452,666 18 Oct 2021 Direct F3, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -7,046 -0.17% $0.000000 4,236,858 14 Oct 2021 Common Stock 7,046 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -6,833 -0.16% $0.000000 4,230,025 15 Oct 2021 Common Stock 6,833 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -43,046 -1% $0.000000 4,186,979 18 Oct 2021 Common Stock 43,046 $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F4 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $182.00 to $182.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.