Patrick W. Smith - 19 Oct 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Issuer symbol
AXON
Transactions as of
19 Oct 2021
Net transactions value
+$16,336,673
Form type
4
Filing time
21 Oct 2021, 21:06:52 UTC
Previous filing
18 Oct 2021
Next filing
26 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $15,212,520 +82,110 +18% $185.27 534,776 19 Oct 2021 Direct
transaction AXON Common Stock Sale $489,928 -2,700 -0.5% $181.46 532,076 19 Oct 2021 Direct F1, F2
transaction AXON Common Stock Sale $569,425 -3,121 -0.59% $182.45 528,955 19 Oct 2021 Direct F1, F3
transaction AXON Common Stock Sale $1,275,700 -6,946 -1.3% $183.66 522,009 19 Oct 2021 Direct F1, F4
transaction AXON Common Stock Sale $3,807,150 -20,619 -3.9% $184.64 501,390 19 Oct 2021 Direct F1, F5
transaction AXON Common Stock Sale $1,244,792 -6,716 -1.3% $185.35 494,674 19 Oct 2021 Direct F1, F6
transaction AXON Common Stock Sale $1,858,291 -10,026 -2% $185.35 484,648 19 Oct 2021 Direct F6, F7
transaction AXON Common Stock Options Exercise $6,374,896 +35,604 +7.3% $179.05 520,252 20 Oct 2021 Direct
transaction AXON Common Stock Sale $776,857 -4,311 -0.83% $180.20 515,941 20 Oct 2021 Direct F7, F8
transaction AXON Common Stock Sale $304,364 -1,689 -0.33% $180.20 514,252 20 Oct 2021 Direct F1, F8
transaction AXON Common Stock Sale $362,605 -2,000 -0.39% $181.30 512,252 20 Oct 2021 Direct F1, F9
transaction AXON Common Stock Sale $276,353 -1,515 -0.3% $182.41 510,737 20 Oct 2021 Direct F1, F10
transaction AXON Common Stock Sale $1,094,749 -5,962 -1.2% $183.62 504,775 20 Oct 2021 Direct F1, F11
transaction AXON Common Stock Sale $769,958 -4,176 -0.83% $184.38 500,599 20 Oct 2021 Direct F1, F12
transaction AXON Common Stock Sale $297,300 -1,600 -0.32% $185.81 498,999 20 Oct 2021 Direct F1, F13
transaction AXON Common Stock Sale $56,074 -300 -0.06% $186.91 498,699 20 Oct 2021 Direct F1, F14
transaction AXON Common Stock Options Exercise $20,136,168 +109,080 +22% $184.60 607,779 21 Oct 2021 Direct
transaction AXON Common Stock Sale $2,417,235 -13,399 -2.2% $180.40 594,380 21 Oct 2021 Direct F7, F15
transaction AXON Common Stock Sale $2,388,370 -13,239 -2.2% $180.40 581,141 21 Oct 2021 Direct F1, F15
transaction AXON Common Stock Sale $572,649 -3,152 -0.54% $181.68 577,989 21 Oct 2021 Direct F1, F16
transaction AXON Common Stock Sale $2,960,396 -16,236 -2.8% $182.34 561,753 21 Oct 2021 Direct F1, F17
transaction AXON Common Stock Sale $1,475,708 -8,031 -1.4% $183.75 553,722 21 Oct 2021 Direct F1, F18
transaction AXON Common Stock Sale $2,283,260 -12,367 -2.2% $184.63 541,355 21 Oct 2021 Direct F1, F19
transaction AXON Common Stock Sale $105,748 -571 -0.11% $185.20 540,784 21 Oct 2021 Direct F1, F20

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -82,110 -2% $0.000000 4,104,869 19 Oct 2021 Common Stock 82,110 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -35,604 -0.87% $0.000000 4,069,265 20 Oct 2021 Common Stock 35,604 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -109,080 -2.7% $0.000000 3,960,185 21 Oct 2021 Common Stock 109,080 $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2 The transaction was executed in multiple trades at prices ranging from $180.87 to $181.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The transaction was executed in multiple trades at prices ranging from $182.09 to $183.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The transaction was executed in multiple trades at prices ranging from $183.14 to $184.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $184.14 to $185.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $185.14 to $185.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F8 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $181.04 to $182.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 The transaction was executed in multiple trades at prices ranging from $182.05 to $183.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11 The transaction was executed in multiple trades at prices ranging from $183.09 to $184.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 The transaction was executed in multiple trades at prices ranging from $184.09 to $184.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 The transaction was executed in multiple trades at prices ranging from $185.51 to $186.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14 The transaction was executed in multiple trades at prices ranging from $186.51 to $187.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F15 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F16 The transaction was executed in multiple trades at prices ranging from $181.01 to $182.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F17 The transaction was executed in multiple trades at prices ranging from $182.01 to $182.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F18 The transaction was executed in multiple trades at prices ranging from $183.02 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F19 The transaction was executed in multiple trades at prices ranging from $184.025 to $185.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F20 The transaction was executed in multiple trades at prices ranging from $185.10 to $185.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.