PATRICK W. SMITH - 08 Nov 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Issuer symbol
AXON
Transactions as of
08 Nov 2021
Net transactions value
+$245,579
Form type
4
Filing time
10 Nov 2021, 16:06:29 UTC
Previous filing
05 Nov 2021
Next filing
17 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $587,538 +3,326 +0.43% $176.65 777,358 08 Nov 2021 Direct
transaction AXON Common Stock Sale $72,619 -403 -0.05% $180.20 776,955 08 Nov 2021 Direct F1, F2
transaction AXON Common Stock Sale $182,540 -1,013 -0.13% $180.20 775,942 08 Nov 2021 Direct F2, F3
transaction AXON Common Stock Sale $72,582 -400 -0.05% $181.46 775,542 08 Nov 2021 Direct F3, F4
transaction AXON Common Stock Sale $36,422 -200 -0.03% $182.11 775,342 08 Nov 2021 Direct F3, F5
transaction AXON Common Stock Options Exercise $58,212 +330 +0.04% $176.40 775,672 09 Nov 2021 Direct
transaction AXON Common Stock Sale $7,202 -40 -0.01% $180.04 775,632 09 Nov 2021 Direct F1, F6
transaction AXON Common Stock Sale $28,806 -160 -0.02% $180.04 775,472 09 Nov 2021 Direct F3, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -3,326 -0.1% $0.000000 3,357,611 08 Nov 2021 Common Stock 3,326 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -330 -0.01% $0.000000 3,357,281 09 Nov 2021 Common Stock 330 $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F2 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F4 The transaction was executed in multiple trades at prices ranging from $181.07 to $182.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $182.10 to $182.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $180.02 to $180.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.