Patrick W. Smith - 03 Nov 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Issuer symbol
AXON
Transactions as of
03 Nov 2021
Net transactions value
+$16,696,524
Form type
4
Filing time
05 Nov 2021, 20:28:39 UTC
Previous filing
02 Nov 2021
Next filing
10 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $15,119,166 +81,765 +12% $184.91 765,329 03 Nov 2021 Direct
transaction AXON Common Stock Sale $1,266,133 -6,965 -0.91% $181.78 758,364 03 Nov 2021 Direct F1, F2
transaction AXON Common Stock Sale $2,820,529 -15,446 -2% $182.61 742,918 03 Nov 2021 Direct F1, F3
transaction AXON Common Stock Sale $1,680,601 -9,151 -1.2% $183.65 733,767 03 Nov 2021 Direct F1, F4
transaction AXON Common Stock Sale $1,564,134 -8,474 -1.2% $184.58 725,293 03 Nov 2021 Direct F1, F5
transaction AXON Common Stock Sale $1,847,465 -10,009 -1.4% $184.58 715,284 03 Nov 2021 Direct F5, F6
transaction AXON Common Stock Options Exercise $11,674,000 +63,260 +8.8% $184.54 778,544 04 Nov 2021 Direct
transaction AXON Common Stock Sale $1,414,789 -7,710 -0.99% $183.50 770,834 04 Nov 2021 Direct F6, F7
transaction AXON Common Stock Sale $557,658 -3,039 -0.39% $183.50 767,795 04 Nov 2021 Direct F1, F7
transaction AXON Common Stock Sale $3,281,413 -17,819 -2.3% $184.15 749,976 04 Nov 2021 Direct F1, F8
transaction AXON Common Stock Sale $300,110 -1,622 -0.22% $185.02 748,354 04 Nov 2021 Direct F1, F9
transaction AXON Common Stock Sale $1,273,466 -6,840 -0.91% $186.18 741,514 04 Nov 2021 Direct F1, F10
transaction AXON Common Stock Sale $284,430 -1,520 -0.2% $187.12 739,994 04 Nov 2021 Direct F1, F11
transaction AXON Common Stock Options Exercise $15,925,843 +87,198 +12% $182.64 827,192 05 Nov 2021 Direct
transaction AXON Common Stock Sale $1,939,011 -10,632 -1.3% $182.38 816,560 05 Nov 2021 Direct F6, F12
transaction AXON Common Stock Sale $1,243,250 -6,817 -0.83% $182.38 809,743 05 Nov 2021 Direct F1, F12
transaction AXON Common Stock Sale $5,617,625 -30,642 -3.8% $183.33 779,101 05 Nov 2021 Direct F1, F13
transaction AXON Common Stock Sale $931,870 -5,069 -0.65% $183.84 774,032 05 Nov 2021 Direct F1, F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -81,765 -2.3% $0.000000 3,511,395 03 Nov 2021 Common Stock 81,765 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -63,260 -1.8% $0.000000 3,448,135 04 Nov 2021 Common Stock 63,260 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -87,198 -2.5% $0.000000 3,360,937 05 Nov 2021 Common Stock 87,198 $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2 The transaction was executed in multiple trades at prices ranging from $181.19 to $182.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The transaction was executed in multiple trades at prices ranging from $182.19 to $183.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The transaction was executed in multiple trades at prices ranging from $183.20 to $184.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $184.20 to $185.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F7 The transaction was executed in multiple trades at prices ranging from $182.88 to $183.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 The transaction was executed in multiple trades at prices ranging from $183.89 to $184.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $184.91 to $185.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 The transaction was executed in multiple trades at prices ranging from $185.96 to $186.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11 The transaction was executed in multiple trades at prices ranging from $186.96 to $187.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 The transaction was executed in multiple trades at prices ranging from $181.78 to $182.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 The transaction was executed in multiple trades at prices ranging from $182.78 to $183.775. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14 The transaction was executed in multiple trades at prices ranging from $183.78 to $184.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.