Kong Phan - Feb 21, 2025 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
Chief Accounting Officer
Signature
/s/ Melanie Vinson, Attorney-in-Fact
Stock symbol
CFLT
Transactions as of
Feb 21, 2025
Transactions value $
-$162,276
Form type
4
Date filed
2/25/2025, 06:00 PM
Previous filing
Feb 18, 2025
Next filing
Feb 28, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Sale -$68.8K -2.18K -1.21% $31.58 177K Feb 21, 2025 Direct F1, F2
transaction CFLT Class A Common Stock Sale -$48.6K -1.6K -0.9% $30.39 176K Feb 24, 2025 Direct F3, F4
transaction CFLT Class A Common Stock Sale -$44.9K -1.44K -0.82% $31.16 174K Feb 24, 2025 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the reporting person to cover the tax obligation realized upon the vesting of restricted stock units previously reported in Table I.
F2 The shares were sold at prices ranging from $30.74 to $31.59. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Shares sold pursuant to a 10b5-1 trading plan dated September 12, 2024.
F4 The shares were sold at prices ranging from $29.86 to $30.81. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The shares were sold at prices ranging from $31.02 to $31.30. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.