Kong Phan - 26 Feb 2025 Form 4 Insider Report for Confluent, Inc. (CFLT)

Signature
/s/ Melanie Vinson, Attorney-in-Fact
Issuer symbol
CFLT
Transactions as of
26 Feb 2025
Net transactions value
-$24,320
Form type
4
Filing time
28 Feb 2025, 18:00:07 UTC
Previous filing
25 Feb 2025
Next filing
24 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Award $0 +76,076 +44% $0.000000 250,451 26 Feb 2025 Direct F1
transaction CFLT Class A Common Stock Sale $24,320 -760 -0.3% $32.00 249,691 26 Feb 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents the grant of restricted stock units that vest quarterly through November 2027.
F2 Shares sold pursuant to a 10b5-1 trading plan dated September 12, 2024.