Kong Phan - Feb 26, 2025 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
Chief Accounting Officer
Signature
/s/ Melanie Vinson, Attorney-in-Fact
Stock symbol
CFLT
Transactions as of
Feb 26, 2025
Transactions value $
-$24,320
Form type
4
Date filed
2/28/2025, 06:00 PM
Previous filing
Feb 25, 2025
Next filing
Mar 24, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Award $0 +76.1K +43.63% $0.00 250K Feb 26, 2025 Direct F1
transaction CFLT Class A Common Stock Sale -$24.3K -760 -0.3% $32.00 250K Feb 26, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents the grant of restricted stock units that vest quarterly through November 2027.
F2 Shares sold pursuant to a 10b5-1 trading plan dated September 12, 2024.