Richard E. Buller - 19 Nov 2021 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as attorney-in-fact for Richard E. Buller
Issuer symbol
CELC
Transactions as of
19 Nov 2021
Net transactions value
-$7,924
Form type
4
Filing time
23 Nov 2021, 17:40:04 UTC
Previous filing
14 May 2021
Next filing
22 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELC Common Stock Sale $4,038 -250 -2.7% $16.15 9,075 19 Nov 2021 Direct F1
transaction CELC Common Stock Sale $3,886 -250 -2.8% $15.54 8,825 22 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CELC Stock Option (right to buy) 4,555 19 Nov 2021 Common Stock 4,555 $10.68 Direct F2
holding CELC Stock Option (right to buy) 12,654 19 Nov 2021 Common Stock 12,654 $5.10 Direct F2
holding CELC Stock Option (right to buy) 2,310 19 Nov 2021 Common Stock 2,310 $26.99 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.
F2 100% vested.
F3 This option will vest and become exercisable on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.