Richard E. Buller - 20 Apr 2022 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as attorney-in-fact for Richard E. Buller pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
20 Apr 2022
Transactions value $
-$2,202
Form type
4
Filing time
22 Apr 2022, 16:13:29 UTC
Previous filing
23 Nov 2021
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELC Common Stock Sale -$2,202 -300 -3.4% $7.34 8,525 20 Apr 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CELC Stock Option (right to buy) 4,555 20 Apr 2022 Common Stock 4,555 $10.68 Direct F3
holding CELC Stock Option (right to buy) 2,310 20 Apr 2022 Common Stock 2,310 $26.99 Direct F4
holding CELC Stock Option (right to buy) 12,654 20 Apr 2022 Common Stock 12,654 $5.1 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021.
F2 Includes 1,482 shares of restricted stock for which risks of forfeiture lapse on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.
F3 100% vested.
F4 This option will vest and become exercisable on April 30, 2022, or if earlier, the date of the Company's 2022 Annual Meeting of Stockholders.