| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ETD | Common Stock | Gift | $1,780,800 | -70,000 | -3.5% | $25.44 | 1,951,769 | 16 Dec 2021 | Direct | F1, F2 |
| transaction | ETD | Common Stock | Gift | $1,526,400 | +60,000 | +150% | $25.44 | 100,000 | 16 Dec 2021 | Grandchildren's trust accounts | F1, F2 |
| transaction | ETD | Common Stock | Gift | $254,400 | +10,000 | +2.2% | $25.44 | 455,776 | 16 Dec 2021 | The Irfan Kathwari Foundation | F2, F3 |
| holding | ETD | Common Stock | 15,364 | 16 Dec 2021 | Shares held by spouse | ||||||
| holding | ETD | Common Stock | 8,565 | 16 Dec 2021 | Shares held in 401(k) plan |
| Id | Content |
|---|---|
| F1 | These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees. |
| F2 | The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 16, 2021, the date the gifting of shares were transacted. |
| F3 | These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation. |