M. FAROOQ KATHWARI - 09 Aug 2022 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Issuer symbol
ETD
Transactions as of
09 Aug 2022
Net transactions value
$0
Form type
4
Filing time
11 Aug 2022, 17:56:17 UTC
Previous filing
17 Dec 2021
Next filing
12 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Award $0 +15,939 +0.85% $0.000000 1,892,708 09 Aug 2022 Direct F1
holding ETD Common Stock 100,000 09 Aug 2022 Grandchildren's trust accounts
holding ETD Common Stock 530,776 09 Aug 2022 The Irfan Kathwari Foundation
holding ETD Common Stock 15,364 09 Aug 2022 Shares held by spouse
holding ETD Common Stock 8,565 09 Aug 2022 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.