C. James Shockley Jr - May 2, 2023 Form 4/A - Amendment Insider Report for RGC RESOURCES INC (RGCO)

Role
VP & COO
Signature
/s/ C. James Shockley, Jr.
Stock symbol
RGCO
Transactions as of
May 2, 2023
Transactions value $
$43,200
Form type
4/A - Amendment
Date filed
11/2/2023, 11:05 AM
Date Of Original Report
May 4, 2023
Previous filing
Nov 3, 2022
Next filing
Nov 2, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGCO Common Stock Options Exercise $43.2K +3K +15% $14.40 23K May 2, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RGCO Employee Stock Options Options Exercise $0 -3K -100% $0.00* 0 May 2, 2023 Common Stock 3K $14.40 Direct
holding RGCO Employee Stock Options 4.5K May 2, 2023 Common Stock 0 $14.15 Direct
holding RGCO Employee Stock Options 4.5K May 2, 2023 Common Stock 0 $16.37 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of options granted 12/4/2014.
F2 Total includes 7.324 shares purchased 11/01/2022 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 106.952 restricted shares purchased 11/01/2022 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Also includes 71.723 shares purchased 02/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 91.518 restricted shares purchased 02/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Also includes 89.542 shares purchased 05/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 114.254 restricted shares purchased 05/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.