C. James Shockley Jr - Sep 30, 2022 Form 5 Insider Report for RGC RESOURCES INC (RGCO)

Role
VP & COO
Signature
/s/ C. James Shockley, Jr.
Stock symbol
RGCO
Transactions as of
Sep 30, 2022
Transactions value $
$7,116
Form type
5
Date filed
11/3/2022, 06:22 PM
Previous filing
Jan 4, 2022
Next filing
Nov 2, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGCO Common Stock Award $2.35K +103 +0.54% $22.75 19.3K Feb 1, 2022 Direct F1
transaction RGCO Common Stock Award $2.37K +113 +0.59% $20.98 19.4K May 2, 2022 Direct F2
transaction RGCO Common Stock Award $2.39K +121 +0.62% $19.74 19.5K Aug 1, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RGCO Employee Stock Options 3K Sep 30, 2022 Common Stock 0 $14.40 Direct
holding RGCO Employee Stock Options 4.5K Sep 30, 2022 Common Stock 0 $14.15 Direct
holding RGCO Employee Stock Options 4.5K Sep 30, 2022 Common Stock 0 $16.37 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 6.783 shares purchased 02/01/2022 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchased Plan and 96.626 restricted shares purchased 02/01/2022 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
F2 Includes 7.362 shares purchased 05/02/2022 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchased Plan and 105.676 restricted shares purchased 05/02/2022 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
F3 Includes 7.831 shares purchased 08/01/2022 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchased Plan and 113.359 restricted shares purchased 08/01/2022 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.