Martha Guerra - Jan 21, 2025 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
EVP, Sales and Marketing
Signature
/s/ Robert Anderson by P.O.A. for Martha Guerra-Kattou
Stock symbol
USCB
Transactions as of
Jan 21, 2025
Transactions value $
$0
Form type
4
Date filed
1/23/2025, 10:28 AM
Previous filing
Oct 30, 2024
Next filing
Jan 24, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Award $0 +5.91K +18.4% $0.00 38K Jan 21, 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Stock 40K Jan 21, 2025 Class A Voting Common Stock 40K $12.05 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of 5,097 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.
F2 Includes 2,655 shares of restricted stock which commenced vesting at a rate of one-third per year on January 22, 2025, 3,289 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, and 20,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025.
F3 The options vest at a rate of one-third per year commencing on January 22, 2022.